Professional Standards

The Code of Professional Standards of the Society of Financial Examiners is commonly understood to be the combined standards promulgated through the SOFE Code of Ethical Conduct, SOFE Oath for Tests and Examinations, SOFE Proctor Oath and any other commonly accepted business ethical practices.

• Code of Ethical Conduct
• Member's Oath Regarding Tests and Examinations
• Proctor Oath

The SOFE Professional Standards Committee has the responsibility to conduct investigations of potential disciplinary matters involving members of the Society. To report a potential violation of the SOFE Code of Professional Standards, please submit a formal written complaint by email to one or both of the following individuals:

1. SOFE President
2. SOFE Chair of the Professional Standards Committee

Executive Committee Page

If you have any questions or concerns regarding SOFE professional standards, please contact SOFE Headquarters at [email protected]